LPL at a Glance Thoughtful, balanced financial guidance is a fundamental need for everyone. We provide financial professionals and institutions the tools they need to develop meaningful, long-term client relationships. We help independent financial professionals support their clients with research, technology, compliance, access to an ever-growing array of products, continuing education, and more. Our dedicated Institution Services division focuses exclusively on the needs of financial institutions and their diverse clients.Corporate Snapshot1989LPL is founded through the merger of Linsco (est. 1968) and Private Ledger (est. 1973)$5.71bTrailing 12-Month Gross Revenue17,168Financial Professionals4,658LPL EmployeesRecognitionClient Assets Serviced and CustodiedLPL Across AmericaLPL has home offices in Austin, Boston, Fort Mill, and San Diego, and financial professionals located in all 50 states.Banks and Credit UnionsLargest provider of third-party investment services to banks and credit unions2These financial institution partners comprise:$36.6BAdvisory Assets$710.8MTrailing 12-Month Gross Revenue$95.1BBrokerage Assets2,534Financial ProfessionalsLPL backs the wisdom and experience of independent professionals with a catalog of services and resources, including:Objective market researchInnovative technology with leading cybersecurity functionalityCompliance oversightOngoing practice consulting and trainingData as of 9/30/201 Source: 2019 WealthManagement.com Industry Awards2 2019/2020 Kehrer Bielan TPM Survey. Based on financial institution market share.